NRS 90.457
Use of unregistered exchange by broker-dealer or representative prohibited.

A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453.

REGISTRATION OF SECURITIES

Source: Section 90.457 — Use of unregistered exchange by broker-dealer or representative prohibited., https://www.leg.state.nv.us/NRS/NRS-090.html#NRS090Sec457.

90.453
Registration required 90.454
Limitations on trading of security. 90.456
Fee for transactions. 90.457
Use of unregistered exchange by broker-dealer or representative prohibited. 90.4535
Description of person “associated with” securities exchange or applicant for registration.

Last Updated

Feb. 5, 2021

§ 90.457’s source at nv.us

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Location: https://nevada.public.law/statutes/nrs_90.457

Original Source: Section 90.457 — Use of unregistered exchange by broker-dealer or representative prohibited., https://www.leg.state.nv.us/NRS/NRS-090.html#NRS090Sec457 (last accessed Feb. 5, 2021).

NRS 90.457 Use of unregistered exchange by broker-dealer or representative prohibited.

NRS 90.457
Use of unregistered exchange by broker-dealer or representative prohibited.