NRS 90.4535
Description of person “associated with” securities exchange or applicant for registration.

A person is “associated with” a securities exchange or an applicant for registration as such if the person is:

1.

An officer, director, shareholder, employee or other agent, client, customer or member of the securities exchange or applicant;

2.

A partner, officer or director of a member of the securities exchange; or

3.

An employee of a member of the securities exchange who is licensed pursuant to this chapter or registered pursuant to the Securities Exchange Act of 1934.

Source: Section 90.4535 — Description of person “associated with” securities exchange or applicant for registration., https://www.­leg.­state.­nv.­us/NRS/NRS-090.­html#NRS090Sec4535.

Last Updated

Jun. 24, 2021

§ 90.4535’s source at nv​.us