Licensing of successor firms.
Source:
Section 90.400 — Licensing of successor firms., https://www.leg.state.nv.us/NRS/NRS-090.html#NRS090Sec400.
90.310
Licensing of broker-dealers, sales representatives and transfer agents. 90.320
Exempt broker-dealers and sales representatives. 90.330
Licensing of investment advisers and representatives of investment advisers. 90.340
Exempt investment advisers and representatives of investment advisers. 90.350
Application. 90.360
Licensing fees. 90.370
Examinations: Requirement for licensure 90.372
Eligibility of officer or director of issuer for waiver from examination for licensure as sales representative or broker-dealer. 90.375
Application for issuance or renewal of license: Statement regarding obligation of child support required 90.377
Application for renewal of license to include information relating to state business license 90.380
Licensing: General provisions. 90.390
Requirements after licensing. 90.400
Licensing of successor firms. 90.410
Power of inspection. 90.415
Fee for inspection of records. 90.420
Grounds for denial, suspension, revocation, fine or condition. 90.425
Unethical or dishonest practices: Use of certain certifications and professional designations. 90.430
Denial, suspension, revocation, fine or condition on grounds of lack of qualification. 90.435
Mandatory suspension of license for failure to pay child support or comply with certain subpoenas or warrants 90.440
Withdrawal. 90.450
Custody of client’s securities and money.
Licensing of broker-dealers, sales representatives and transfer agents. 90.320
Exempt broker-dealers and sales representatives. 90.330
Licensing of investment advisers and representatives of investment advisers. 90.340
Exempt investment advisers and representatives of investment advisers. 90.350
Application. 90.360
Licensing fees. 90.370
Examinations: Requirement for licensure 90.372
Eligibility of officer or director of issuer for waiver from examination for licensure as sales representative or broker-dealer. 90.375
Application for issuance or renewal of license: Statement regarding obligation of child support required 90.377
Application for renewal of license to include information relating to state business license 90.380
Licensing: General provisions. 90.390
Requirements after licensing. 90.400
Licensing of successor firms. 90.410
Power of inspection. 90.415
Fee for inspection of records. 90.420
Grounds for denial, suspension, revocation, fine or condition. 90.425
Unethical or dishonest practices: Use of certain certifications and professional designations. 90.430
Denial, suspension, revocation, fine or condition on grounds of lack of qualification. 90.435
Mandatory suspension of license for failure to pay child support or comply with certain subpoenas or warrants 90.440
Withdrawal. 90.450
Custody of client’s securities and money.