NRS 90.220
“Broker-dealer” defined.


“Broker-dealer” means any person engaged in the business of effecting transactions in securities for the account of others or for the person’s own account. “Broker-dealer” does not include:

1.

A sales representative;

2.

An issuer, except when effecting transactions other than with respect to its own securities;

3.

A depository institution; or

4.

Any other person the Administrator by regulation or order designates.

Source: Section 90.220 — “Broker-dealer” defined., https://www.­leg.­state.­nv.­us/NRS/NRS-090.­html#NRS090Sec220.

Last Updated

Jun. 24, 2021

§ 90.220’s source at nv​.us