NRS 628A.020
Duties of financial planner.

A financial planner has the duty of a fiduciary toward a client. A financial planner shall disclose to a client, at the time advice is given, any gain the financial planner may receive, such as profit or commission, if the advice is followed. A financial planner shall make diligent inquiry of each client to ascertain initially, and keep currently informed concerning, the client’s financial circumstances and obligations and the client’s present and anticipated obligations to and goals for his or her family.

Source: Section 628A.020 — Duties of financial planner., https://www.­leg.­state.­nv.­us/NRS/NRS-628A.­html#NRS628ASec020 (accessed May 26, 2025).

May 26, 2025

§ 628A.020. Duties of financial planner.'s source at nv​.us