NRS 350.195
Financial adviser: Prohibited acts.

A financial adviser who provides any report required pursuant to NRS 350.105 to 350.195, inclusive, must not:

1.

Be;

2.

Control;

3.

Be controlled by; or

4.

Be under common control with,
Ê an underwriter for the bonds if those bonds are sold at a negotiated sale.
INTEREST RATES; DISCOUNTS; LIMITATION ON ISSUANCE OR SALE

Source: Section 350.195 — Financial adviser: Prohibited acts., https://www.­leg.­state.­nv.­us/NRS/NRS-350.­html#NRS350Sec195.

Last Updated

Feb. 5, 2021

§ 350.195’s source at nv​.us